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ARTICLES
Good Faith and Fair Dealing: The Implied
Duty to Meaningfully Educate the College Athlete, Co-Author Kerry
Krueger
Unnavigable
Waters: The Curious
State of Implied Conflict Preemption Case Law
By: Matthew Reynolds and
Allison Cherry Lafferty
The doctrine of federal preemption is grounded in the Supremacy Clause
of the United States Constitution, which states that the laws of the
United States “shall be the supreme Law of the Land; ... Laws of any
state to the Contrary notwithstanding.”3
Thus, any state law contrary to a properly-enacted federal law, or any
contrary state decision which bears the force of law, for example a
jury verdict, is “without effect.”4
Preemption may be explicitly provided for in a federal statute, or it
may be implicit.5 This article focuses on
implied preemption.
Implied preemption arises where Congress’ regulation of a field is so
complete as to rule out any additional state regulation, or where an
actual conflict exists between state and federal law.6
An actual conflict arises where compliance with both state and federal
law is impossible, or where “state regulation is an obstacle to
accomplishment or execution of congressional objectives.”7
It is within this latter branch of implied conflict preemption that
the charted course becomes rocky, particularly in the products
liability context.
Over the last decade, the Supreme Court has delivered a confusing set
of implied conflict preemption precedents, resulting in differing and
conflicting outcomes for medical devices8 and
prescription drugs,9 and for automobile airbags10
and passenger side windows.11
Left with this conflicting precedent, federal and state courts have
found themselves “stuck between a rock and a jurisprudential hard
place,”12 forced to
pick and choose among possible analogies (is this product more like a
propeller blade or an automatic seat belt?13)
while undertaking fact intensive reviews of unrelated and essentially
ambiguous legislative histories.14
Perhaps unsurprisingly, the resulting decisions meander with the
outcomes landing all over the map.15
This article focuses on one court’s recent journey through the
jurisprudence: Morgan v. Ford Motor
Company 680 S.E.2d 77 (W.Va. June 18, 2009)
In January 2001, Francis Morgan turned over his 1999 Ford Expedition
SUV in Braxton County, West Virginia. During the accident, Mr.
Morgan was partially ejected through the tempered glass of his
driver’s side window, which caused severe injuries to his hand and
arm.16
Mr. Morgan sued Ford Motor Company (“Ford”), asserting the 1999
Expedition suffered from a design defect because tempered glass,
rather than laminated glass or advanced glazing, had been used in the
driver’s side window. According to Mr. Morgan’s expert, a
different material would have prevented ejection.17
Ford filed a motion for summary judgment, arguing Mr. Morgan’s state
law tort claim was impliedly preempted by the federal National Traffic
and Motor Vehicle Safety Act (the “Safety Act”), and its implementing
regulation Federal Motor Vehicle Safety Standard 205 (“FMVSS 205”),
which permitted automobile manufacturers to use one of several
materials for driver’s side windows, including tempered glass, plastic
laminated glass and advanced glazing.18
On September 17, 2007, the court granted Ford’s motion relying on
Geier v. American Honda Motor Co., Inc.19,
determining that implied conflict preemption prevented a West Virginia
state court jury from overriding the federal government’s
determination that tempered glass was an acceptable material for side
windows.20
Mr. Morgan appealed, dropping West Virginia’s Supreme Court of Appeals
in waters much deeper than those faced by the trial court. The
Supreme Court of Appeals found itself forced to navigate through not
only Geier, which allowed preemption, but also O’Hara v. General
Motors Corp.,21 a
Fifth Circuit case denying preemption under FMVSS 205 decided two
months after the Morgan trial court’s order, and Wyeth v. Levine,22
a United States Supreme Court decision denying preemption decided five
days before oral argument in Morgan.23
In its decision, to clarify and explicate the issues, the West
Virginia Supreme Court of Appeals reviewed the preceding cases one by
one: Geier v. American Honda Motor Co., Inc.
Like Morgan, Geier revolves around the preemptive effect of the Safety
Act, although under a different regulation, FMVSS 208, which requires
automobile manufacturers to introduce, over time, a gradually
developing mix of “passive restraints,” including among them airbags
and automatic seatbelts.24
According to FMVSS 208's legislative history – the commentary alone
eclipsed 47 pages25
– by offering a mix of restraint options over a period of time, rather
than immediately requiring a specific passive restraint system, the
regulation would promote technological development and improvements
over time, ultimately achieving consumer acceptance of and demand for
airbags and other passive restraints, and therefore resulting in
enhanced safety for the driving public.26
Reviewing this history, the Geier court found that a state court jury
verdict allowing design defect liability for a failure to include
airbags would “stand as an ‘obstacle’ to the accomplishment” of these
objectives stated in the legislative history of FMVSS 208, because an
“airbags only” rule (which would be the practical effect of allowing
liability for failure to include an airbag) would stunt the agency’s
long-term technological and safety objectives.27
Thus, because of the clearly articulated federal purpose and objective
regarding passive restraints, state court liability was preempted.28
However, although undoubtedly bound by its decision, the Morgan court
nonetheless openly expressed its skepticism for the far-reaching and
labor-intensive analysis advocated and even mandated by Geier.29
Quoting Justice Thomas, the Morgan court reflected: “Under the
vague and ‘potentially boundless’ doctrine of ‘purposes and
objectives’ preemption, ... the Court has pre-empted state law based
on its interpretation of broad federal policy objectives, legislative
history, or generalized notions congressional purposes that are not
contained within the text of the law.”30
Like Justice Thomas, the Morgan court found this
avenue of reasoning “flawed.”31
O’Hara v. General Motors Corp.
Although not binding precedent like Geier, the Morgan court felt it
beneficial to review O’Hara, a Fifth Circuit decision dissecting FMVSS
205, the window materials regulation at issue in Morgan.32
Using Geier’s purposes and objectives methodology, the O’Hara court
found that FMVSS 205 failed to live up to the lofty preemptive
standards set by FMVSS 208.33
Unlike the volumes of descriptive agency interpretation accompanying
FMVSS 208, FMVSS 205 benefitted from a mere eight pages of agency
analysis.34
Unlike the well-articulated long-term safety plan outlined by FMVSS
208, FMVSS 205 merely incorporated a list of alternatives for window
glass, not based substantially on safety per se, but on “clarity and
usability.”35
Although the optional use of various window materials was not, in
itself, considered significant in O’Hara, this fact, as we shall see,
allows the Morgan court to reach the opposite decision of the O’Hara
court, even though both courts use essentially the same Geier
methodology. Wyeth v. Levine
After briefing was completed in the Morgan appeal, the United States
Supreme Court handed down Wyeth, a decision holding that Federal Drug
Administration (“FDA”) approval of a prescription drug label did not
preempt a state court failure-to-warn lawsuit alleging that the label
was insufficient.36
Although at least facially predicated on Geier, the Wyeth court found
no preemption even though FDA commentary stated its labeling decisions
were meant to be “both a ‘floor’ and a ‘ceiling’” for the states to
follow.37 The
Wyeth court found the FDA’s statement to be conclusory, without
support or explanation, and therefore ignored it.38
Preemption was denied.39
Without overturning prior law, Wyeth does seem to strain significantly
the existing preemption framework, relying not only on what can be
found in the legislative record, but also on what cannot. For
instance, Wyeth determined that Congress’ 70-year history of failing
to pass legislation explicitly preempting state court prescription
drug lawsuits was a compelling indication that preemption was
unwarranted.40
Similarly, Congress’ assumed awareness of state tort liability in the
prescription drug arena was considered evidence in support of Wyeth’s
denial of preemption.41
However, these lines of reasoning potentially have far reaching
implications well beyond those anticipated by Geier. First,
every discussion of implied preemption must first acknowledge that
explicit preemption does not apply. To argue that a lack of
explicit preemption is a factor in denying implied preemption, as
Wyeth does, is a large step towards arguing that implied preemption
should not exist at all. Geier certainly does not encourage such
reasoning. Further, presumably Congress is aware of state tort
liability in all sorts of product areas, particularly the area
relevant to Geier – automobiles – which may be the most iconic arena
in all of torts.42
Geier did not consider decades of automobile lawsuits to be a
determinative factor when evaluating the preemptive effect of airbag
and seat belt regulation, and therefore Wyeth’s reliance on state tort
lawsuits would seem to be, not an extension of Geier, but a
questioning of the long-term viability of implied preemption as a
concept.
With this backdrop, it is somewhat surprising the Morgan court
heralded the Wyeth decision as harbinger of clarity, which, combined
with O’Hara, ascertains and explains the implied preemption groundwork
laid by Geier.43
To Morgan, Wyeth followed the right rule, as best annunciated in
O’Hara: “When a federal safety standard deliberately leaves
manufacturers with a choice among designated options in order to
further a federal policy, a common law rule which would force
manufacturers to adopt a particular design option is preempted.”44
The crux of the matter then becomes how to define “in order to further
a federal policy,” which as Morgan notes, Wyeth seems to believe means
“that conflict preemption can only be inferred when there is an
extensive contemporaneous history, and detailed agency explanations,
showing a federal scheme that would be obstructed by the plaintiff’s
tort claim.”45
After enunciating Wyeth’s conclusions, the Morgan court proceeds to
ingeniously ignore them, instead crafting its own logical argument
supporting a conclusion in favor of preemption:
“FMVSS 205 permits the manufacturer to make a choice between available
safety options for side-window glass; a design defect claim would
foreclose choosing one of those options. We understand that the
instant case seeks to impose liability for only one of the options
allowed by FMVSS 205. But actions in the courts of each of West
Virginia's 55 counties could theoretically, one-by-one, eliminate all
of the options offered under FMVSS 205. In the worse case, regulation
by juries could, in a piecemeal fashion, eviscerate the unitary
federal regulation and leave manufacturers with no options for glazing
materials in vehicle side windows. We therefore find that because the
[agency] gave manufacturers the option to choose to install either
tempered glass or laminated glass in side windows of vehicles in FMVSS
205, permitting the plaintiff to proceed with a state tort action
would foreclose that choice and would interfere with federal policy.”46
Essentially, when boiled down, Morgan’s argument maintains that the
very fact specific options have been provided is a “federal policy” to
be “furthered,” meaning that in all cases where the federal government
has, by statute or regulation, provided a manufacturer with specific
product design options, then the manufacturer’s use of any one of the
options warrants preemption.
Significantly, Morgan’s rule aligns unobtrusively with preceding
Supreme Court precedent. It does not conflict with the results
of Geier or Wyeth. Further, and, probably more important to the
Morgan court itself, the Morgan rule rests easily with Justice Thomas’
critique of Geier:47
the window material options found in FMVSS 205 are part of the
regulation itself ; there is no need to resort to legislative history
or agency “musings” when making the determination.48
Thus, in the end, the Morgan court found a satisfying solution to a
puzzling collection of precedents. Perhaps future appellate
courts will take advantage of Morgan’s well-charted course, should
they ever be unfortunate enough to find themselves bobbing helplessly
between Geier and Wyeth.
3. U.S.
Const. art. VI, cl. 2. 4. Maryland v.
Louisiana, 415 U.S. 725, 746 (1981). Notwithstanding its
constitutional underpinnings, “[c]onsideration under the Supremacy
Clause starts with the basic assumption that Congress did not intend
to displace state law.” Id. 5.
Jones
v. Rath Packing Co., 430 U.S. 519, 525 (1977).
6. Morgan v. Ford
Motor Co., 224 W.Va. 62, 84 (2009). 7.
Id. (citing Gade v. National Solid Wastes Management Ass’n, 505
U.S. 88, 98). 8.
Riegel
v. Medtronic, Inc., 552 U.S.
312, 316 (2008) (suggesting a “regime of detailed federal oversight”
as an additional justification for preemption beyond express statutory
provisions). 9.
Wyeth
v. Levine, 129 S.Ct. 1187, 1204 (2009).
10.
Geier v. American Honda Motor Co., Inc., 529 U.S. 861,
900-901 (2000). 11. O’Hara v. General
Motors Corp., 508 F.3d 753, 761-762 (5th Cir. 2007) (citing Sprietsma
v. Mercury Marine, 537 U.S. 51, 61-70 (2002)).
12. Morgan, 224 W.Va. at 94.
13. See O’Hara, 508 F.3d at 758.
14. See, e.g., Morgan, 224 W.Va. at
86-87. 15. See, e.g., Martinez v.
Ford Motor Co., 488 F.Supp.2d 1194, 1197 (M.D. Fla. 2007); Erikson v.
Ford Motor Co., 2007 WL 2302121, *1 (D.Mont. 2007); MCI Sales &
Service, Inc. v. Hinton, 272 S.W.3d 17, 25 (Tex.App.Waco 2008); Burns
v. Ford Motor Co., 2008 WL 222711, *3 (W.D. Ark. 2008); Spruell v.
Ford Motor Co., 2008 WL 906648, *1 (W.D. Ark. 2008).
16. Morgan, 224 W.Va. at 81.
17. Id. 18.
Id. at 82. 19. 529
U.S. 861 (2000).
20. Morgan, 224 W.Va. at 82.
21. 508 F.3d 753
(5th Cir. 2007) 22.
129 S.Ct. 1187 (2009). 23.
Morgan, 224 W.Va. at 88. 24. Id. at
88-89. 25. O’Hara, 508 F.3d at 761.
26. Geier, 529 U.S. at 875-878.
27. Id. at 886.
28. Id. 29.
Morgan, 224 W.Va. at 94. 30. Id.
at 92 (quoting Wyeth, 129 S.Ct. at 1208 (Thomas, J., dissenting)).
31. Morgan, 224 W.Va. at 94.
32. Id. at 89-91.
33. O’Hara, 508 F.3d at 760.
34. Id. 35.
Id. at 761. 36. Morgan, 224
W.Va. at 91-92. 37. Wyeth, 129 S.Ct.
at 1200. 38. Id. at 1201.
39. Id. 40.
Id. at 1200. 41. Id.
42. “A car ran through a stop sign at
an intersection and rammed into the side of another car. The
errant driver quickly rushed over to the disabled vehicle and saw that
the driver’s door was open and the driver was sprawled on the
pavement. ‘Are you all right?’ the first driver asked, observing
that the man was slowly getting to his feet and brushing off his
clothes. ‘How should I know?’ retorted the angry driver. ‘I’m
a doctor, not a lawyer.’” Marc Galanter, Lowering the Bar: Lawyer
Jokes & Legal Culture 119 (University of Wisconsin Press 2005).
43. Morgan, 224 W.Va. at 91-92.
44. Id. at 89 (citing O’Hara, 508 F.3d
at 759). 45. Morgan, 224 W.Va. at
94. 46. Id. at 94-95. The
Product Liability Advisory Council, Inc. argued versions of these
arguments in the amicus curiae brief it filed in Morgan. Also,
notably, the passage removed by the ellipsis in the cited quotation
from Morgan is the court’s perfunctory and obligatory head nod to
Geier (and perhaps Morgan’s official holding, as well), stating in
pertinent part: “[W]e are
compelled to find that our decision must be controlled by Geier,
because the [agency] made a public policy decision to not mandate
advanced glazing in side windows because of safety concerns that
advanced glazing had a slightly increased risk of neck injuries.”
Id. at 94. 47. Wyeth, 129 S.Ct. at
1208 (Thomas, J., dissenting). 48.
FMVSS
205 incorporates by reference and makes part of the regulation various
window material options listed in a document prepared and approved by
the American National Standards Institute.
See id. at 86-87.

Good Faith and Fair Dealing: The Implied
Duty to Meaningfully Educate the College Athlete
Margaret E. Ciccolella, University of the Pacific; Linda A.
Sharp, University of Northern Colorado;
Kerry Krueger, Law
Firm of Kroloff, Belcher, Smart, Perry & Christopherson, Stockton,
California (Originally published
Entertainment and Sports Law Journal Volume 6 Number 1.
Abstract
Statements found in the NCAA Manual and made by the NCAA President
emphasize the primacy of academic success for college athletes.
However the reality of a 'meaningful education' is often elusive due
to the multitude of competing interests. College athletes must balance
academic success with the extensive time demands of athletic
competition, practice, travel, conditioning, watching game film, etc.
Often, this balancing act proves unsuccessful insofar as it pertains
to the achievement of educational goals. To date, there has been
little legal recourse available for aggrieved college athletes who
wish to argue that they have been unfairly deprived of the opportunity
for a meaningful education. Educational malpractice lawsuits have been
unsuccessful and contractual recourse for students has been limited to
cases in which specific promises have been breached by a university.
The authors argue, however, that college athletes should be able to
rely upon a university's good faith efforts to provide a meaningful
education. If a university fails to act in good faith a cause of
action based on a breach of the duty of good faith and fair dealing
should be available to the college athlete.
Keywords
College Sport-Contract-Good Faith and Fair Dealing
Introduction
'Every contract imposes upon each party a duty of good faith and
fair dealing in its performance and enforcement' (Restatement of
Contracts [Second] (1981) §205). It is widely accepted that the basic
legal relationship between student and university is contractual in
nature (Zumbrun v. University of Southern California (1972) 25
Cal. App. 3d 1; Wickstrom v. Northern Idaho College (1986) 725
P. 2d 155 (Idaho)). The exchange of tuition for an education creates a
contract between student and university as does the promise to
participate in the intercollegiate athletics program in exchange for a
meaningful education (Gally v. Columbia University (1998) 22
F.Supp. 2d 199 (S.D.N.Y.); Ross v. Creighton University (1992)
957 F.2d 410 (7th Cir.)
The term 'meaningful education' begs precise definition. However,
one commentator described a 'meaningful education' as the
'intellectual development of students engaged in good faith in the
educational process' (Widener, 1982, p. 470). While a precise
definition of a 'meaningful education' may be elusive, there is no
dispute as to the importance placed upon the educational process by
colleges and universities. Further, the NCAA and its member
institutions prioritize the importance of the educational process and
academic success, and explicitly acknowledge that the academic
interests of student and college athlete are indistinguishable. For
example, Myles Brand, President of the NCAA, spoke to this issue
recently: 'since the participants in college sports are students -
individuals whose first business is acquiring an education - their
academic success is of central importance.' (NCAA State of the
Association Address, 2006).
The 2005-2006 NCAA Manual (§§ 2.2 and 2.4) also emphasizes
educational primacy:
Intercollegiate athletics programs shall be conducted in a manner
designed to protect and enhance the . . .educational welfare of
student-athletes . . .Intercollegiate athletics programs shall be
maintained as a vital component of the educational program and
student-athletes shall be an integral part of the student body . .
.The admission, academic standing and academic progress of
student-athletes shall be consistent with the policies and standards
adopted by the institution for the student body in general.
A representative statement by a university in its college athlete
handbook concerning this issue is as follows: 'the primary purpose of
a student's attendance at a collegiate institution is to acquire an
education. The college athlete's goals must be the same as those of
other students, with education as the primary pursuit'
(Student-Athlete Handbook and Calendar, 2005-2006, p. 7).
If the primary purpose for all students is to acquire an education,
then the university must carefully consider its obligation to provide
a meaningful education. This is especially true for the college
athlete who commonly faces the competing interests of the
intercollegiate athletic and academic programs, e.g., time demands,
conflicting schedules between practices/games and classes. For
example, a study released at the 2007 NCAA Convention reported that
almost one-third of Division I football and men's basketball players
stated that athletics participation has prevented them from choosing
the major they wanted. This survey raises further questions about
whether college athletes are given enough opportunity to be students
first (Knobler, 2007).
When a college athlete alleges that the university has failed to
provide a meaningful education, legal action may result. Such a claim,
as in Ross, typically complains of failures related to
academic offerings or performance, e.g., the type and nature of a
course, the quality of an instructor, the provision of tutors, and the
quality of equipment. These suits typically allege educational
malpractice and/or breach of contract (Ross; Andre v.
Pace University (1996) 655 N.Y.S.2d 777 (App. Div.)). Claims in
educational malpractice are essentially negligence claims alleging
that an educational institution has failed to provide a quality
education. The problem with such lawsuits is two-fold: (i) a claim in
educational malpractice is generally not recognized as a viable cause
of action by the courts; and (ii) promises made by the university to
the student are often vague and therefore difficult to enforce. As a
result, universities generally are not liable (Davis, 1991).
However, a recent case, in which no specific promises were alleged,
has allowed a breach of contract claim (University of Southern
Mississippi v. Williams (2004) 891 So.2d 160 (Miss.)). In this
case the court employed the principle of good faith and fair dealing
that requires the highest ethical conduct on the part of the
university and may provide a broader and more effective legal strategy
for aggrieved college athletes in future lawsuits against
universities.
This paper will focus on the contractual duty of a university to
meaningfully educate the college athlete emphasizing the duty of good
faith and fair dealing. It will briefly explain why educational
malpractice is not a viable cause of action for the student seeking
legal recourse for alleged academic failures of the university.
Thereafter, fundamentals of the contractual relationship between a
student and a university will be discussed, followed by an analysis of
how courts resolve these disputes both when specific promises are
involved and when they are not. The Ross case will be
discussed at length and an argument will be made to employ a
neoclassical model of contract interpretation in college
athlete/university disputes. The next section addresses the theory of
good faith and fair dealing through an analysis of the Williams
case and argues for the application of good faith and fair dealing in
the college athlete context and is followed by concluding remarks.
Educational malpractice
Negligence cases in which a student alleges academic failures of
the university are typically framed as educational malpractice.
Claims in educational malpractice are essentially negligence claims
alleging that an educational institution has failed to provide a
quality education. However, courts are quite clear, as in Ross,
that they are reluctant to interfere in the educational process when
the general quality of an education is attacked. Professionals in
other disciplines have been subject to malpractice actions but the
courts, generally for policy reasons, have refused such claims against
educators (Davis, 1991). There is no satisfactory way to establish
duty or a standard of care by which to evaluate an educator because
education is a collaborative and subjective process whose success is
largely reliant upon the student. There is inherent uncertainty about
causation - does ultimate responsibility for results lie with the
educator or the student? - and damages are often uncertain. There is
also a concern that recognizing claims in educational malpractice will
result in a deluge of claims against schools, thus opening the
'floodgates' of litigation. Finally, courts have recognized that they
are not properly equipped to oversee the day-to-day operations of a
school and/or resolve disputes involving academic freedom and autonomy
(Ross; Andre; Beh, 2000; Melear, 2003).
In a very few situations, claims in negligence have been viable but
only on the rare occasions when there has been a constitutional and/or
statutory basis for such an action. For example, in 1982 the Supreme
Court of Montana held that school authorities owed a duty of
reasonable care to a special education student in testing her and
placing her in an appropriate special education program (B.M. v.
State (1982) 649 P. 2d 425 (Mont.)). This court stated that it
had no difficulty in finding a duty of care owed to special education
students citing both the state constitution and relevant sections of
state statutory law. The court allowed the negligence claim but
remanded the case for consideration of damages. In a subsequent
proceeding, plaintiff failed to meet her burden of proof regarding
damages and no recovery was therefore awarded (B.M. v. State
(1985) 698 P. 2d 399 (Mont.)). This case highlights the difficulty for
the plaintiff in proving damages even when a claim in negligence is
allowed.
It should be noted that malpractice actions sounding in contract
are also typically rejected. Such claims ostensibly attack the quality
of educational experiences provided to students but actually reiterate
the questions concerning the reasonableness of conduct by universities
in providing educational services. For example, in the Gally
case, a dental student sued a dental school for breach of contract,
including breach of good faith, alleging that the school failed to
perform on promises in its code of conduct. Specifically, the student
claimed the school failed to address her allegations of rampant
cheating by other students and discriminatory treatment to her
personally. The court acknowledged the contractual relationship
between student and university but held that not every dispute between
a student and university is amenable to a breach of contract claim.
'Where the essence of the complaint is that the school breached its
agreement to provide an effective education, the complaint must be
dismissed as an impermissible attempt to avoid the rule that there is
no claim in New York for 'educational malpractice' (Gally v.
Columbia University (1998) 22 F. Supp. 2d 199 (S.D.N.Y.), at p.
207).
The essence of a claim for educational malpractice raises questions
that must be answered by reference to principles of duty, standards of
care, and reasonable conduct. These issues are integral to tort law,
not contract law, and are typically rejected by the courts for the
policy reasons described above (CenCor, Inc. v. Tolman (1994)
868 P. 2d 396 (Colo.)).
Contract theory
Fundamentals of the Contractual
Relationship
The basic legal relationship between a student and a university is
contractual in nature (Zumbrun; Wickstrom). The
relationship's terms are generally implied and found in documents such
as enrollment agreements, student manuals, registration materials,
catalogs, bulletins, circulars, and university regulations made
available to the student. Implicit in the contract is the
understanding that if the student complies with the terms prescribed
by the university, she will obtain the degree sought (Gally; Ross;
Beh, 2000).
Express contracts, denoting the obligations of both student and
university, do exist but are less common (CenCor). The
following enrollment agreement signed by the student provides an
example:
I agree to attend all classes as scheduled, to
perform all duties required by the College and abide by the rules and
regulations of the College in accordance with the policies as set
forth in the current College catalogue . . . I further understand that
upon satisfactory completion of the above titled program (including
the externship) and the fulfillment of my financial obligations to the
College, I will receive the College diploma (CenCor, Inc. v.
Tolman (1993) Petitioner's Opening Brief WL 13037812, at pp.
10-11).
For the college athlete, an express contract exists when documents
are signed requiring the signature of university official(s) and/or
the student, i.e., the letter of intent and a financial aid agreement
(Cozzillio, 1989; Davis, 1991). For example, the following university
mandated financial aid agreement requires the signatures of the
college athlete and three university officials:
This athletics financial aid agreement is made in
accordance with the provisions of the Constitution of the National
Collegiate Athletic Association that pertain to the principles of
amateurism, sound academic standards, and financial aid to
student-athletes. Your acceptance of this award means that you agree
with these principles and are bound by them (Financial Aid Agreement,
2005-2006).
There is a long line of precedent establishing that the
relationship between the university and the college athlete is
contractual, based on the financial aid agreements and the national
letter of intent (NLI). Beginning with the seminal case, Taylor v.
Wake Forest University (1972) 191 S.E.2d 379 (N.C. Ct. App. ),
there is substantial authority for this proposition. In Taylor,
the court had no difficulty interpreting the scholarship agreement as
a contract. Thereafter courts have consistently followed this line of
analysis (Begley v. Corporation of Mercer University (1973)
367 F. Supp. 908 (E.D. Tenn.); Cardamone v. University of
Pittsburgh (1978) 384 A. 2d 1228 (Pa. Super. Ct.); Barile v.
University of Virginia (1981) 441 N.E.2d 608 (Ohio Ct. App. );
Waters v. University of South Carolina (1984) 313 S.E.2d 346
(S.C. Ct. App. ); Hysaw v. Washburn University (1987) 690 F.
Supp. 940 (D. Kan.)).
In an oft-cited article on the issue of the contractual nature of
the athletic scholarship and the college national letter of intent,
Cozzillio (1989) acknowledged precedent that has found the
university-student relationship to be contractual, particularly when
financial aid is involved. Cozzillio, however, also attempted to
explicate the parameters of each party's rights and duties under the
contract. At its foundation, the NLI sets forth a university's promise
to provide financial aid in exchange for the college athlete's promise
to attend the university and play a sport. Additionally, the college
athlete must meet the express conditions in the contract. The NLI is
null and void if by the opening day of classes an athlete has not met:
'(a) the institution's requirements for admissions, (b) its academic
requirements for financial aid to athletes, or (c) the NCAA
requirements for freshman financial aid (NCAA Bylaw 14.3) or the
junior college transfer requirements' (Collegiate Commissioners
Association (2005) § 7b).
The university's duty under the scholarship and letter of intent is
to provide a financial aid package, an opportunity to participate in
athletics and 'to provide an opportunity to secure an education' (Cozzillio,
1989, p. 1367). Consistent with the university's stated duty,
Cozzillio (1989, p. 1370) reiterated the concept of educational
primacy as a part of the university's duties: 'First, the
student-athlete's purpose in attending college is to obtain an
education'. This concept that interpretation of bilateral promises
found in the scholarship agreement and national letter of intent must
be broad enough to include the opportunity to secure an education is a
pivotal concern. It should be considered unconscionable to require
college athletes to maintain good academic standing and yet fail to
require the university to provide a meaningful educational opportunity
for college athletes.
When Specific Promises are Involved
Breach of contract is a viable theory on which an aggrieved student
may seek a remedy against a university. Specifically, the likelihood
of plaintiff's success rises substantially when the suit alleges the
breach of identifiable promises relevant to the terms of these
agreements. Universities are more likely to incur liability when there
is a breach of a specific rather than vague promise, arguably because
it is easier to state a claim. Case law is replete, as exemplified by
the cases discussed below, with favorable outcomes for a
student-plaintiff when a university knowingly or recklessly makes
specific false or misleading statements in the course of an
agreement. Course catalog statements typically describe the nature and
extent of academic programs and can create a reasonable expectation of
what is available to the student who relies upon the catalog and
decides to matriculate. When the statements are specific and either
false or misleading, university liability may ensue. The following are
examples of statements for which schools were liable:
1. Misrepresenting the type and quality of equipment,
facilities, and/or faculty. Students have a cause of action when
they allege that statements by school officials and the catalog
misrepresented that students would train on 'up-to-date equipment and
instruments' and work under 'qualified faculty' (CenCor, Inc. v.
Tolman (1994) 868 P. 2d 396 (Colo.), at p. 399). A student
received damages when a community college falsely represented in its
catalog and by statements of school officials the type of equipment
and training that would be available to him in welding class (Dizick
v. Umpqua Community College (1979) 599 P. 2d 444 (Ore.)).
2. Misrepresenting accreditation status. The university
was liable when it misrepresented in the catalog and in statements
from school personnel that the respiratory therapy school was
accredited. The statements were made with a reckless disregard for
whether the college could perform (Lesure v. State (1990)
Tenn. App. LEXIS 355.
3. Breach of a catalog promise. The court found a breach
where a 'catalogue promised such things as qualified teachers, modern
equipment, a low teacher to student ratio, and excellent training
aids' but that the 'college actually provided one unqualified teacher
in a room with seating for 42 students, all taking different level
courses, with only two 10-key machines' and the 'only training aid was
an unused overhead projector'. The jury found that the school
knowingly made false and misleading statements (American
Commercial Colleges, Inc. v. Davis (1991) 821 S.W.2d 450 (Tx. Ct.
App. ), at p. 452).
When Specific Promises are not Involved
The question remains whether there can be liability when there are
breached promises that lack the specificity of the above-cited
examples. In Gally, the court held that merely alleging a
breach without the identification of a 'specific breached promise' did
not state a claim upon which relief can be granted. Likewise, in
Jackson v. Drake University (1991) 778 F. Supp. 1490 (S.D. Iowa),
a court rejected the claim of a college athlete who asserted that
rights to an educational opportunity and to athletic participation
were implied within the express contract between him and the
institution. The court declined to adopt this view as it stated that
'where the language of a contract is clear and unambiguous, the
language controls' (p. 1493). In the Hysaw case a few years
earlier, a federal district court also rejected a breach of contract
claim by a college athlete who asserted that there was an implied
right to play football in the scholarship agreement that he signed.
According to the court, the right to play football is not a promise
made in the scholarship agreement.
Probably the most widely publicized case dealing with a college
athlete's contract claims is the Ross case. In 1978,
Creighton University, a private liberal arts school, provided Kevin
Ross with a basketball scholarship to attend Creighton. Creighton
sought this contract with Ross knowing he was not academically
prepared for the rigors of its academic program. At the time of the
offer, Ross' academic ability was far below the average Creighton
student, i.e., Ross was from an academically disadvantaged background
and Ross' ACT score, a test used to predict academic success at
college, was in the bottom fifth percentile while the average student
admitted to Creighton was in the upper 27th percentile. Based on Ross'
academic disadvantages, Creighton offered tutoring and academic
support and assured him he would be able to participate in a
meaningful education. Ross accepted and played basketball for four
years for Creighton. During this time, Ross maintained a D average,
while completing only 96 units. Many of these units did not apply to
the necessary 128 units needed to graduate. Ross alleged he took these
courses upon advice from the athletic department personnel. At the end
of these four years, Ross was no longer eligible to play college
basketball and still had over a year's worth of academic work to
complete in order to get a degree. It is important to note that while
at Creighton, Ross' written coursework was read and typed by the
athletic secretary. Although a Creighton student for four years, at
the end of his college basketball career, Ross had the overall
language skills of a fourth grader and the reading skills of a seventh
grader.
In 1982, Creighton paid for Ross to attend one year of a private
elementary school to acquire basic educational skills in reading and
writing. Unlike his fellow elementary students, Kevin had already
attended public schools for 12 years and Creighton University for four
years. When Ross then tried to complete his college education at a
local university, he was forced to withdraw due to lack of funds. Ross
alleged he then fell into a deep depression.
In 1989 Kevin Ross filed a lawsuit alleging, among other claims,
that Creighton University had breached its duty of good faith and fair
dealing in his contract with the University. According to Ross, this
duty imposed an obligation on Creighton to provide him with a
reasonable opportunity for meaningful participation in its academic
programs. Ross alleged that Creighton breached this contract when it
denied him any real opportunity to participate in and benefit from the
University's academic program. The basis for this claim alleged
numerous University failures, e.g., the University failed to provide
adequate tutoring services; the University failed to require Ross to
attend tutoring services; the University failed to allow Ross to
red-shirt to spend more time on his academics; and the University
failed to provide funds so that Ross could complete his education.
Although Ross' claims were dismissed by the federal district court,
the Seventh Circuit Court of Appeals reversed and remanded on the
contract claim, specifically addressing whether the plaintiff was able
to point to identifiable contractual promises that the defendant
failed to honor. The court held that Ross' contract claims alleged
more than simply an inadequate education; rather, the student asserted
that the university knew of his deficiencies, promised him specific
services to assist him academically, and breached its promise by
failing to provide those services. The court used precedent to point
out examples of specific promises which a court could objectively use
to assess whether a breach of contract had occurred, e.g., the failure
to provide a set number of instructional hours (Paladino v.
Adelphi University (1982) 454 N.Y.S.2d 868 (App. Div.); the
failure for a professor to give lectures and final exams and all
students received a grade of 'B' (Zumbrun); the failure to
provide instruction fundamental to skills necessary for a specific
qualification such as journeyman (Wickstrom). The Seventh
Circuit's decision would have allowed a trial court to determine
'whether the institution made a good faith effort to perform on its
promise', whether Ross had 'any real access to its academic
curriculum' and an adjudication on 'Mr. Ross' specific and narrow
claim that he was barred from any participation in and benefit from
the University's academic program without second-guessing the
professional judgment of the University faculty on academic matters' (Ross
v. Creighton University (1992) 957 F.2d 410 (7th Cir.), at p.
417). Creighton settled with Ross for $30,000 (Olivas, 1997). Although
the first instance court mentioned the notion of good faith, it based
its holding on the failure of Kevin Ross to plead specific broken
contractual promises. The court did not address the context of the
situation nor look for fairness in the circumstances of Ross'
situation at Creighton University (Beh, 2000).
A critique of the Ross decision has been offered by Beh (2000).
With regard to good faith, Beh stated that the court should have
examined: whether the school provided any tutoring at all, and if so,
was that program comparable to other schools; whether Ross' practice
schedule left him adequate time for class, tutoring and studying; and
whether the school engaged in ethical conduct toward Ross as required
by the NCAA. With regard to bad faith, Beh stated that the Ross court
should have examined: whether Creighton assessed Ross' academic
ability during the recruiting process (or did it just focus on his
athletic talents); whether Creighton knew that its program was
educationally inadequate to meet Ross' needs; whether Creighton
misrepresented the nature of the academic support program to Ross in
written and/or oral communications; and whether Creighton followed the
ethical tenets of the professional organizations to which it belonged.
Beh argued that such questions 'focus on the objective reasonableness
of the program in comparison to similar programs, external standards
of good practice, and any evidence of bad faith and improper motives.
This result is more satisfying than complete abdication of judicial
oversight in that it can protect students from exploitive conduct
while still according deference to academic decisions' (Beh, 2000, p.
219). Beh, therefore, proposed an analysis that looks not just at
specific promises found in a document but at the larger context of the
relationship between the parties.
The context of the college
athlete/university relationship
Contract law has been viewed as providing a framework for the
enforcement of promises (Feinman, 1990). Classical contract theory
provided a vehicle to allow parties the 'freedom of contract', which
meant that parties were essentially allowed to fashion their own
contracts with whomever they chose and with terms that they jointly
negotiated. So long as the parties did not violate public policy or
the law, they were free to make contracts that reflected their own
self-interests. This view of contracts emphasized notions of
individual autonomy in which the courts limited their intrusion into
the parties' ability to make contracts (Feinman).
However, this theory presupposes that parties are able to act in
their own best interests and to operate on an even playing field. The
neoclassical model of contract interpretation (modern
contract) has been fashioned to recognize that courts sometimes need
to intervene in contracts and not just apply the abstract and formal
contract principles embodied in the classical model (Eisenberg, 1984).
Thus, the neoclassical model allows courts to look at the context of a
contract, not just the express language. It permits courts to look at
the relational aspects of a contract to try and reconcile the inherent
tension that is at the heart of many contracts; between individual
autonomy in making contracts and issues of social or individual
welfare. The neoclassical model focuses on flexibility and pragmatism
and allows arguments based on policy analysis, empirical inquiry and
practical reason. The formalistic inquiry associated with the
classical model gives way to considerations of fairness and
interdependence (Eisenberg).
In Melear's article (2003) dealing with the evolution of the
contractual relationship between student and institution, the author
states that students, who are now characterized as consumers in some
contexts, 'have specific and often precise expectations of
institutional performance and actively seek judicial relief through
contract theory for perceived abrogations of these expectations….In
its contemporary manifestation, contract theory provides students an
outlet that was previously unavailable to seek redress against their
colleges and universities' (Melear, 2003, p. 175). Further, although
the relationship between student and university is contractual in
nature, it is not always appropriate to adhere to the rigid
interpretation which is a part of the classical model.
Davis (1997) made a compelling argument that courts improperly
ignore the relevant context of the college athlete and university
relationship in adhering to a classical model of contractual
interpretation, as in the Ross case, which focused primarily
on the bargain principle, i.e., what the parties have bargained for in
the contract. Davis argued that courts should interpret contracts
between college athletes and universities using the neoclassical model
that focuses on the relational aspects between the parties. Courts,
according to Davis, need to look at the relative status of the parties
and the nature of the context in this situation. Courts that continue
to adhere to the formalistic rules of the classical model do not fully
appreciate the relative powerlessness of the college athletes.
Further, the classical model does not account for the fact that
college athlete contracts with their universities are not in any way
negotiated. They are a take-it-or-leave-it proposition and not the
business- to-business contract typified by the classical model.
Hanlon (2006) has also echoed the call for a neoclassical
interpretation in the context of the college athlete contract with the
university due to the disparity of bargaining power that exists
between the parties. For example, in the NLI situation, the language
of this agreement disproportionately favors the NCAA and its member
universities. 'In fact, there is no bargaining power afforded to the
prospective student-athlete' (Hanlon, 2006, p. 44). Hanlon (p. 46)
therefore characterized the relationship between the university and
the college athlete as an 'unconscionable contract of adhesion'. Using
the neoclassical model would allow courts to address fairness of a
contract by looking at outside social factors, public policy, and
community values. 'Several doctrines have developed as a result of the
neoclassical contract law evolution including promissory estoppel,
unconscionability, condition precedent and good faith' (Hanlon, 2006,
p. 60).
Riella (2002), in an article discussing the National Letter of
Intent (NLI), also characterized it as an unconscionable contract
based on the inherent disparity in position and bargaining power
between the parties and noted the failing of a strict contractual
interpretation that does not recognize implied obligations of
contracts between universities and athletes. 'Such holdings fail to
recognize that the documents that form the contract, and especially
the NLI, are not bargained-for exchanges, but standard form
agreements' (Riella, 2002, p. 2199).
Thus, the fact that some promises are not explicitly stated in the
contract document should not be an impediment to arguing that some
aspects of the relationship, e.g., educational primacy, should be an
important component of the deal. If courts appropriately adopt the
neoclassical model of interpretation in the case of the college
athlete and university relationship, justice is served by adhering to
the longstanding principle of 'good faith and fair dealing'.
Good Faith and Fair Dealing
Fundamentals of Good Faith and Fair Dealing
This section addresses the principle of good faith and fair
dealing, analyzes a recent good faith and fair dealing case in the
student-university context and argues for its application in the
college athlete relationship with the university. The aggrieved
student suing the university for alleged breached promises that are
not explicitly stated in the contract should have recourse using a
neoclassical model of contract interpretation which employs the good
faith and fair dealing concept as a tool to address the context of the
college athlete and university relationship and the expectations of
the parties.
It is a fundamental principle of law that in every contract there
is an implied covenant of good faith and fair dealing in the
interpretation and enforcement of contracts, and an implied duty of
cooperation on both sides (Lord, 2005; Logan v. Bennington College
(1995) 72 F.3d 1017 ( 2d Cir.); Restatement (Second) Contracts, 1981).
The duty of good faith requires cooperation, fairness, and decency
consistent with the 'parties' agreed-upon common purposes and
justified expectations' (Beh, 2000, p. 216).
The obligation of good faith and fair dealing when one has induced
expectation is historically rooted in a principle that imposes high
ethical conduct in the performance of a contract. In 1877, the United
States Supreme Court stated that the principle of good faith is 'one
of sound morals as well as sound law' (Insurance Co. v. Wolff
(1877) 95 U.S. 326). Previously, in 1868, the Supreme Court had
considered the 'good faith' rule to be a well-settled principle of
law, i.e., the rule that one may not defeat the just expectations of
those with whom they contract:
Corporations as much as individuals are bound to
good faith and fair dealings, and the rule is well settled that they
cannot, by their acts, representations, or silence, involve others in
onerous engagements and then turn round and disavow their acts and
defeat the just expectations which their own conduct has superinduced
(Railroad Co. v. Howard (1868)74 U.S. 392, at p. 413).
In another judicial definition, the California Supreme Court has
stated that the principle of good faith 'exists merely to prevent one
contracting party from unfairly frustrating the other party's right to
receive the benefits of the agreement actually made' (Guz v.
Bechtel National, Inc. (2000) 24 Cal.4th 317 (Cal.), at p. 349).
The duty of good faith explicitly considers the behavior of one
party to another. The Supreme Court stated that 'Courts from time
immemorial have held that those who undertake to act for others are
held to good faith and fair dealing and may not favor themselves at
the cost of those they have assumed to represent' (Trailmobile Co.
v. Whirls (1947) 331 U.S. 40). This sentiment has also been
expressed at the state level: 'the covenant of good faith finds
particular application in situations where one party is invested with
a discretionary power affecting the rights of another. Such power must
be exercised in good faith' (Carma Developers (Cal.) Inc. v.
Marathon Development Cal. Inc. (1992) 2 Cal.4th 342 (Cal.), at p.
372).
By extension, this has direct application to the student-university
relationship. One court aptly described this notion as follows: 'The
judicial inquiry should be directed toward the bona fides of the
decisionmaking and the fairness of its implementation: whether the
institution acted in good faith and dealt fairly with its student body
should be the polestar of the judicial inquiry' (Beukas v. Board
of Trustees of Fairleigh Dickinson (1992) 605 A.2d 776 (N.J.
Super. Ct. App. Div.), at p. 784).
Beh (2000, p. 184) contends that good faith and fair dealing, 'the
work horses of contract law', hold the potential to 'police' the
student-university relationship, even in cases where the promises made
are vague. 'Good faith and fair dealing can provide a framework to
adjudicate student claims that is not unduly intrusive in that gray
area where student claims are less specific but reasonable
expectations seem clear' (Beh, 2000, p. 215). Courts may look at
external sources such as 'custom, community standards in the academic
community, literature of higher education, and codes of ethics of
professional organizations' (p. 216) to provide courts with external,
objective standards in order to force accountability upon the academic
institution.
Application of Good Faith and Fair
dealing in the Student-University Setting
The recent case of Williams is a seminal case for the
application of the good faith principle in the student relationship
with the university. In Williams, the Supreme Court of
Mississippi held the university breached its duty of good faith and
fair dealing with a graduate student when it consciously frustrated
her attempts to prepare and defend her dissertation. The court's
analysis focused on the student's expectation of pursuing her academic
endeavors in an unfettered environment as well as the university's
obligation to conduct itself in concert with its relevant
publications.
Williams began her doctoral work in the summer of 1985. Upon
completion of her coursework, having received grades of A's and one B,
and passing her comprehensive examination and two foreign language
examinations, she was admitted to candidacy for her Ph.D. in the
summer of 1990. At that time, she was also hired by the department to
teach undergraduate courses. She alleged her chairperson engaged in
sexual harassment and assault and after reporting this to the Dean of
the College and the Chair of the department, she requested a new
chairperson. Over the course of the next four years, Williams made
repeated requests for advice and direction on her dissertation but
received no reply. Finally, in 1994 she met with the new chairperson
and made plans to finish within the year. In June of 1995 however, she
received a letter from the chairperson, acknowledging his
'unconscionable lack of response' and stating that her dissertation
topic was not viable (University of Southern Mississippi v.
Williams (2004) 891 So.2d 160 (Miss.), at pp. 171-172). This
situation effectively precluded Williams from defending a dissertation
that had been approved and was followed by six years' work on the
project. No option for redress was offered internally by USM.
In Williams the plaintiff filed suit arguing USM breached
the contract created by its graduate catalog since USM failed to
provide the educational opportunity for which she paid, by not giving
her a fair hearing regarding her complaints about actions and
inactions of the professors, and by not acting with good faith and
fair dealing. USM countered that it did not violate any term of an
alleged contract and that Williams was merely suing over a bad grade.
Williams prevailed on her contract claim and was awarded $800,000 in
damages.
The Supreme Court of Mississippi had previously held that 'the
student-university relationship is contractual in nature and the terms
of the contract may be derived from a student handbook, catalog, or
other statement of university policy' (University of Mississippi
Medical Center v. Hughes (2000) 765 So.2d 528 (Miss.), at p.
534). The court in Hughes also held that 'rigid importation
of the contractual doctrine has been rejected' (p. 534 noting the
potential danger of judicial intervention in the academic context).
The court stated in Williams, however, that judicial
reluctance to intervene in the academic context does not mean that
academic decisions are inherently unreviewable. '[D]eference should
not be construed as a license for administrators to act arbitrarily
and capriciously when making decisions that affect a student's
academic standing, nor to act in bad faith or deal unfairly with a
student' (University of Southern Mississippi v. Williams
(2004) 891 So.2d 528 (Miss.), at p. 169).
In recognizing that every contract contains an implied covenant of
good faith and fair dealing in performance and enforcement, the
Williams court cited a previous iteration of good faith and bad
faith:
Good faith is the faithfulness of an agreed purpose
between two parties, a purpose which is consistent with justified
expectations of the other party. The breach of good faith is bad faith
characterized by some conduct which violates standards of decency,
fairness, or reasonableness (Cenac v. Murry (1992) 609 So.2d
1257 (Miss.), at p. 1272).
In affirming the jury's verdict for the plaintiff, the court found
sufficient evidence to conclude that USM breached the duty of good
faith and fair dealing in its relationship with Williams. The court
acknowledged evidence that USM and its employees knowingly conducted
themselves in ways that violated standards of decency, fairness, and
reasonableness. The court noted the uncontested academic performance
of Williams and found that she 'was a mature, accomplished student on
the verge of full acceptance into academia', and the inactions of USM
employees 'precluded, or at least severely delayed, Williams' ability
to complete the final requirement of a doctorate, the presentation and
defense of an acceptable dissertation' (University of Southern
Mississippi v. Williams (2004) 891 So.2d 160 (Miss.), at pp. 171,
173). In so doing, USM failed to fulfill its contractual obligations
to Williams. The Supreme Court of Mississippi remanded on the issue of
damages. Thereafter, the University of Southern Mississippi and
Williams settled the claim for an undisclosed amount (Leifer, 2006).
Good Faith and Fair Dealing with College
Athletes
Ross opened the door for college athletes to find redress for
university breach of contract claims based on the failure to perform
specific promises. And, while Ross dealt with the college athlete,
Williams opened the door wider for any student, including an
aggrieved athlete under a general notion of good faith and fair
dealing. Melear (2003) concludes that the relationship between student
and university emphasizes reciprocity of good faith and
reasonableness, and that courts caution against the rigid application
of purely contractual principles. According to Melear (p. 179), the
'polestar' of judicial inquiry should be directed toward the fairness
of decisions and whether institutions act in good faith and deal
fairly with students.
Therefore, the neoclassical model of contract interpretation should
be used by courts and the good faith and fair dealing concept must be
employed in college athlete cases alleging a lack of meaningful
opportunity for an education. With regard to the college athlete,
Davis (1991, pp. 787-788) stated that schools often control the daily
lives of athletes and, in so doing, 'a relationship of trust and
dependence often develops that is not present in the relationship
between lay students and universities'.
Many commentators have noted that the increasing commercialization
of college sports has made it even more difficult for universities to
reconcile the gap between college sports and the fundamental mission
of higher education. Allen Sack (2001, p. B7), a well-known
commentator on collegiate sport stated: 'longer seasons, significantly
lower admission standards for athletes, and the growing power of
coaches over all aspects of an athlete's life are just a few of the
changes spawned by the unprecedented commercialism that has invaded
athletics departments'. Numerous books have documented the basic
incompatibility of big-time college athletics and educational primacy
(Sack & Staurowsky, 1998; Sperber, 2000; Shulman & Bowen, 2001;
Duderstadt, 2000; Zimbalist, 1999). Eitzen (2000, p. 30) has captured
the essence of the matter:
Not only do typical athletes in big-time sports
enter at an academic disadvantage, they often encounter a diluted
educational experience while attending their schools. Coaches, under
the intense pressure to win, tend to diminish the student side of
their athletes by counseling them to take easy courses, choose easy
majors, and enroll in courses given by faculty members friendly to the
athletic department.
Despite the call for educational primacy by Myles Brand and the
statements embodied in the NCAA Manual, the reality is far from the
stated ideal. In fact, the current commercial structure of big-time
college sports is essentially incompatible with education (Eitzen,
2000; Sack, 2001).
Therefore, the good faith and fair dealing principles found in
Williams should be applicable in a college athlete context. This
case evidenced the university's powerful bargaining position in
dealing with the academic needs of Williams. Likewise, college
athletes generally have little experience and/or expertise in
understanding whether their academic course of study matches a
university's academic offerings and expectations or even whether the
academic experience that they are receiving is a meaningful one.
Conversely, the university is in a position to reasonably predict how
a student's academic ability will match the university academic
programs. It should be noted that at the time the athlete is
recruited, the university controls the educational experiences
offered. Given this environment and based on the disparity of power in
the college athlete/university context, Davis (1997) asserted courts
should adopt a neoclassical model of contract interpretation, allowing
the expectation interest of college athletes to be considered. Courts
should not 'reject the notion of interdependence and communal
interests between college athletes and their institutions' (p. 1145).
College athlete handbooks and NCAA guiding principles which
expressly state that athletes are 'students first' or that the
'academic endeavors are of primary importance' provide specific
support for the proposition that the athlete has been promised a
meaningful academic environment. Athletic performance expectations
that significantly interfere with this promise, such as practice times
that do not allow an athlete to attend required courses or obtain
academic tutoring should result in a finding of breach based on the
good faith and fair dealing principle. The survey results reported at
the 2007 NCAA Convention which showed that almost a third of Division
I football players and men's basketball players stated that athletic
participation prevented them from choosing the major they desired
raises more questions about the issue of educational primacy in this
highly commercialized environment (Knobler, 2007).
Additionally, arbitrary and capricious decisions by the university
and those made in bad faith, as exemplified in both Ross and
Williams, place the college athlete at great academic risk
and the university at risk for breach of contract under principles of
good faith and fair dealing. Specifically, academic advising to meet
the needs of athletics rather than academia, failure to provide
assistance with academic-related concerns, failure to allow college
athletes the same educational opportunities as other students, are all
indicative of a failure to put the student first or to make academics
a priority as promised in college athletics.
Good faith and fair dealing with students, as expected under
Williams, requires an athletic department first look to the
students' academic abilities and performance and only then to examine
athletic abilities. The good faith doctrine provides a mechanism by
which courts can recognize the educational component of an
institution's obligation to its college athletes (Davis, 1991).
Conclusion
Judicial deference to educational institutions and the courts'
reluctance to consider educational malpractice has allowed past claims
by students to be ignored and universities to proceed without
accountability and oversight (Gally; CenCor, Inc). The Ross
holding suggests that the courts are willing to consider an action in
contract that alleges identifiable breaches that a court can
objectively consider and avoid interfering with matters of academic
substance.
Moreover, colleges should provide a critically important function
in offering opportunities for college athletes to further develop
their intellectual abilities. Institutional practices that result in a
prioritization of athletic over academic interests and limit a
student's participation in academics may represent a breach of good
faith and fair dealing for which the institution may be liable as
evidenced by the fact pattern in Williams.
If good faith performance of a contract deals with 'faithfulness to
an agreed common purpose and consistency with the justified
expectations of the other party' (University of Southern
Mississippi. v. Williams (2004) 891 So.2d 160 (Miss.), at p.
170), then it is a reasonable assertion that the agreed common purpose
between student and university is education. Courts should use a
neoclassical model of contract interpretation and address the
contextual aspects surrounding the college athlete/university
relationship. Simply put, the university should be held accountable to
be faithful to its primary educational purpose and the specific
expectations it creates with all students, i.e., to act in a way that
exemplifies good faith and fair dealing with the college athlete. This
has special importance given the increasingly commercial approach by
universities investing in competitive marketing to attract and induce
the matriculation of prospective students and student-athletes (Beh,
2000).

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